How do I secure AI agents in financial services?

Financial services AI agents face the highest regulatory scrutiny and risk exposure — handling transactions, customer accounts, market data, and compliance reporting under SOX, PCI DSS, SOC 2, GDPR, and MiFID II simultaneously — making deterministic governance non-negotiable.

Financial services-specific risks:

• Unauthorized transactions: Agent approving trades, transfers, or payments beyond authorized limits
• Market manipulation: Agent executing patterns that constitute wash trading, spoofing, or layering
• Customer data exposure: Agent accessing account data across customer boundaries
• Regulatory reporting errors: Agent generating incorrect regulatory filings or compliance reports
• Fiduciary violations: Agent providing investment advice that conflicts with client interests

Exogram's governance satisfies multiple financial regulations simultaneously. Gate 4 (Billing Cap) enforces transaction limits. Gate 3 (Transmission Guard) prevents unauthorized communications. The Trust Ledger provides the audit trail for SOX, SOC 2, and MiFID II. Namespace isolation enforces Chinese walls between client accounts. One governance layer. Every regulation. Deterministic enforcement.